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#2256919 - 07/19/21 10:50 PM DOEP Phase 1 Error
AUTigers65 Offline
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Joined: May 2006
Posts: 54
We filed a DOEP on a Phase 1 customer as a "Listed Company", rather than as a "Listed Company Subsidiary". Just refile the DOEP with the correct information, document it, and move on? Or would this be considered an invalid exemption and require backfiling of CTRs since the DOEP was filed? The business has always qualified as a Phase 1 and still does.

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#2256930 - 07/20/21 11:30 AM Re: DOEP Phase 1 Error AUTigers65
rlcarey Online
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rlcarey
Joined: Jul 2001
Posts: 77,242
Galveston, TX
Call FinCEN for guidance.
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