Thread Options
#2256919 - 07/19/21 10:50 PM DOEP Phase 1 Error
AUTigers65 Offline
Joined: May 2006
Posts: 54
We filed a DOEP on a Phase 1 customer as a "Listed Company", rather than as a "Listed Company Subsidiary". Just refile the DOEP with the correct information, document it, and move on? Or would this be considered an invalid exemption and require backfiling of CTRs since the DOEP was filed? The business has always qualified as a Phase 1 and still does.

Return to Top
#2256930 - 07/20/21 11:30 AM Re: DOEP Phase 1 Error AUTigers65
rlcarey Online
10K Club
Joined: Jul 2001
Posts: 77,242
Galveston, TX
Call FinCEN for guidance.
The opinions expressed here should not be construed to be those of my employer:

Return to Top

Moderator:  Andy_Z