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#242355 - 09/08/04 03:35 PM CIP/BSA Audit
KYAuditor Offline
100 Club
Joined: Jan 2003
Posts: 138
I have an audit of BSA/CIP scheduled for this month, and I am trying to locate a compliance checklist for the CIP portion of the audit. I have a copy of the FDIC exam procedures so I know what to look for. I'm looking for this information in the form of a checklist that I can include in my workpapers.

If anyone knows where I might find this, please let me know. Thank you.
Just my 2 cents worth--for what its worth!!

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#242356 - 09/15/04 09:33 PM Re: CIP/BSA Audit
Paragon Offline
Diamond Poster
Joined: Dec 2003
Posts: 2,164
I posted CIP "issues" here. #155765 - 01/28/04 02:27 PM

It's a start and completing the list assisted us to pass the CIP part of the BSA exam (FDIC).

Hope it helps.

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