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#24850 - 07/23/02 12:38 PM BSA/OFAC/Patriot Audit
Neytiri Offline
Platinum Poster
Neytiri
Joined: Jul 2002
Posts: 645
Pandora
I am getting ready to do a BSA audit and was wondering if you guys were doing BSA, OFAC, and Patriot Act together or doing them separately.

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Audit
#24851 - 07/23/02 02:15 PM Re: BSA/OFAC/Patriot Audit
D C Offline
Junior Member
D C
Joined: Feb 2002
Posts: 43
We do them all altogether as a comprehensive BSA audit.

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#24852 - 07/23/02 02:35 PM Re: BSA/OFAC/Patriot Audit
Michelle D Offline
Gold Star
Michelle D
Joined: Oct 2001
Posts: 313
Terminator Country
We also conduct them as a comprehensive audit.
_________________________
The opinions are mine and do not necessarily reflect those of my employer.

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#24853 - 07/23/02 03:54 PM Re: BSA/OFAC/Patriot Audit
AnnRoy Offline
Platinum Poster
AnnRoy
Joined: Jun 2002
Posts: 771
South
Comprehensive audit................ Have fun!
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CAMS

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#24854 - 07/23/02 06:23 PM Re: BSA/OFAC/Patriot Audit
Last Mango Offline
Gold Star
Joined: Mar 2001
Posts: 293
Too Far From the Beach
We put the three issues together to make it more fun!

Any opinion expressed above is personal, not intended as legal advice, certainly not the opinion of my employer, and may be worth as much as it cost.
Last edited by Doug; 07/23/02 06:25 PM.
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If you keep living straight from the heart, you will know when to stop and to start.

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#24855 - 07/23/02 07:06 PM Re: BSA/OFAC/Patriot Audit
Maria Offline
Platinum Poster
Joined: Apr 2001
Posts: 502
Sylacauga, Al, United States
I must be the "odd ball", I do OFAC separately. But I would not think it would make any difference as long as each was reviewed thoroughly.

Opinions are mine not my employer

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#24856 - 07/24/02 08:30 PM Re: BSA/OFAC/Patriot Audit
LinMarie Offline
100 Club
LinMarie
Joined: Nov 2001
Posts: 243
Does anyone have an audit program that they would be willing to share?

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#24857 - 07/25/02 02:51 PM Re: BSA/OFAC/Patriot Audit
AnnRoy Offline
Platinum Poster
AnnRoy
Joined: Jun 2002
Posts: 771
South
Send me your email address and I'll be happy to share what I have. You can adapt the procedures that applies to your bank.
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CAMS

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#24858 - 07/25/02 09:39 PM Re: BSA/OFAC/Patriot Audit
Betsy Offline
100 Club
Betsy
Joined: Aug 2001
Posts: 105
Minnesota
Please email me also - Thanks.

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#24859 - 07/29/02 10:50 PM Re: BSA/OFAC/Patriot Audit
Anonymous
Unregistered

Could you also e-mail your audit workpapers for BSA, OFAC, USA PATRIOT, AML. rrussell@denalistatebank.com

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#24860 - 07/30/02 12:43 AM Re: BSA/OFAC/Patriot Audit
Maria Offline
Platinum Poster
Joined: Apr 2001
Posts: 502
Sylacauga, Al, United States
Can you just post them on the Tools section? It would be great to see the Tools grow in the source for audit functions.

Requests and opinions are mine not my employer

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#24861 - 08/12/02 06:14 PM Re: BSA/OFAC/Patriot Audit
Anonymous
Unregistered

Hi, I would appreciate if you can send me by e-mail your BSA/OFAC/Patriot audit program. I'm in the process of reviewing our independent audit procedures and I would like to compare them.

Tks,

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