I am getting ready to do a BSA audit and was wondering if you guys were doing BSA, OFAC, and Patriot Act together or doing them separately.

We do them all altogether as a comprehensive BSA audit.

We also conduct them as a comprehensive audit.

Comprehensive audit................ Have fun!

We put the three issues together to make it more fun!

Any opinion expressed above is personal, not intended as legal advice, certainly not the opinion of my employer, and may be worth as much as it cost.

I must be the "odd ball", I do OFAC separately. But I would not think it would make any difference as long as each was reviewed thoroughly.

Opinions are mine not my employer

Does anyone have an audit program that they would be willing to share?

Send me your email address and I'll be happy to share what I have. You can adapt the procedures that applies to your bank.

Please email me also - Thanks.

Could you also e-mail your audit workpapers for BSA, OFAC, USA PATRIOT, AML. rrussell@denalistatebank.com

Can you just post them on the Tools section? It would be great to see the Tools grow in the source for audit functions.

Requests and opinions are mine not my employer

Hi, I would appreciate if you can send me by e-mail your BSA/OFAC/Patriot audit program. I'm in the process of reviewing our independent audit procedures and I would like to compare them.

Tks,