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#27024 - 08/06/02 11:06 PM Non Deposit Investment Products Audit
DawgFan Offline
Diamond Poster
DawgFan
Joined: Jul 2002
Posts: 1,678
United States
I am looking for some guidance on auditing NDIP. What is everybody doing? Do you outsource, or do you do this in-house? Any help would be greatly appreciated.
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Audit
#27025 - 08/08/02 06:31 PM Re: Non Deposit Investment Products Audit
Carrie Offline
Member
Carrie
Joined: May 2002
Posts: 74
Pittsburgh, PA
There is a decent audit program on the FDIC's web-site. Look under Examinations/ED Modules/Supplemental. I am a former FDIC examiner (S&S) who now functions as a bank compliance auditor. I try to use the FDIC modules when I can for my audits. They are generally pretty thorough and the regulators certainly can't fault their use!

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#27026 - 08/08/02 06:36 PM Re: Non Deposit Investment Products Audit
DawgFan Offline
Diamond Poster
DawgFan
Joined: Jul 2002
Posts: 1,678
United States
Thanks so much! I hold the same theory!
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