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#279036 - 11/23/04 06:38 PM Reg D Excessive Transactions Audit
lisa Offline
Gold Star
Joined: Aug 2001
Posts: 264
Gainesville, TX USA
I am preparing to conduct an audit on excessive transactions. Does anyone have a good source to share?

Thanks, Lisa

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Audit
#279037 - 11/24/04 01:54 PM Re: Reg D Excessive Transactions Audit
Andy_Z Offline
10K Club
Andy_Z
Joined: Oct 2000
Posts: 27,750
On the Net
I like my regulators workpapers. You may also get some info in the Banker Tools.
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AndyZ CRCM
My opinions are not necessarily my employers.
R+R-R=R+R
Rules and Regs minus Relationships equals Resentment and Rebellion. John Maxwell

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