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#457980 - 11/16/05 09:19 PM Compliance Training
Forthegood Offline
New Poster
Joined: Nov 2005
Posts: 1
I recently was asked to take the Retail Manager position which includes managing the compliance training. My question is where can I obtain a list to make sure my staff is trained on the right regulations? I would like to know what tellers should be trained on, what new accounts staff should be trained on, what loan staff should be trained on etc...

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Lending Compliance
#457981 - 11/17/05 03:44 AM Re: Compliance Training
flaire Offline
100 Club
flaire
Joined: Sep 2005
Posts: 228
sw us
Regulatory requirement - EVERY employee gets trained on BSA annually.

For the rest we break it down by job category. Tellers need to know Reg. CC,D,Q etc. Lenders need to know Reg. Z, HMDA, RESPA, FCRA/FACTA, Fair Lending, etc.

Besides BSA, everyone in our bank also gets trained on GLBA privacy and security.

Look at your past audits and examinations for identified weaknesses and go from there.
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Hello, triple a? I got locked out of my mind...

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