In reviewing a DFI Report of Examination dated in February, 2006, DFI stated that it “is recommended that the Privacy Policy be amended to make specific reference to California Financial Code, Division 1.2. In addition, it is recommended that the scope of the annual operations compliance audit be expanded to specifically include a review for compliance with Division 1.2”
I don’t see anything in Division 1.2 requiring a specific reference to the Financial Code Division.
Am I missing something? Has anyone else seen this?
Al
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Al Miller, CRCM
Opinions expressed are my own and not necessarily shared by my employer.