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#547507 - 05/12/06 11:07 PM CA banking legislation--2005/2006???
mariposa Offline
100 Club
Joined: Mar 2006
Posts: 220
the Golden State
I recently started a new job in compliance at a CA bank (was previously in compliance in other states) and was given some hefty goals to accomplish in the first 90 days. One goal was to see if the bank was up to date for regulatory changes from 2005 through present. I want to look at CA regulatory changes but have no idea what any key changes affecting the bank may have been, other than the Registered Domestic Partner issue. Can anyone give me a hand or point me in the direction of some type of list of CA changes?

Thanks!
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Sarah, CRCM

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#547508 - 05/13/06 12:43 PM Re: CA banking legislation--2005/2006???
Al Miller Offline
Diamond Poster
Al Miller
Joined: Oct 2000
Posts: 2,416
Pleasanton CA USA
Send me a private message or e-mail and I can forward you some information. Is the bank operating under a state charter? Are you a member of the CA Bankers Association or a shared legal services group (Bankers" Compliance Group or one of the BCLS groups)?

Mark your calendar for the CA Bankers Regulatory Compliance Conference October 3-6. Well worth the trip although they are apparently so desparate for speakers that they asked me to speak again.


Al
_________________________
Al Miller, CRCM
Opinions expressed are my own and not necessarily shared by my employer.

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