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#619941 - 09/29/06 04:35 PM BSA Audit-Loans by NAICS Code
SouthernComfort Offline
Platinum Poster
Joined: Aug 2001
Posts: 705
Southern Illinois, USA
In a recent "auditing the BSA" seminar I attended, in my notes I found a notation that mentioned pulling loans by NAICS codes but no other reference. Can someone tell me what I would use this report for in the BSA audit? Your help is appreciated.

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#619942 - 09/30/06 06:24 PM Re: BSA Audit-Loans by NAICS Code
rlcarey Offline
10K Club
rlcarey
Joined: Jul 2001
Posts: 83,364
Galveston, TX
It would be used to identify high risk accounts based on the type of business for suspicous activity reviews.
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#619943 - 10/11/06 02:50 PM Re: BSA Audit-Loans by NAICS Code
SouthernComfort Offline
Platinum Poster
Joined: Aug 2001
Posts: 705
Southern Illinois, USA
thank you

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