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#713017 - 04/06/07 08:15 PM New Branch Audit...where to begin?
TexasBankerGirl Offline
Member
TexasBankerGirl
Joined: Oct 2006
Posts: 85
Texas
We have just opened our first branch. Does anyone have a checklist of where to begin on my first audit of the branch? I am very new to this bank and new to audit. Any suggestions would be appreciated.

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Audit
#713311 - 04/09/07 01:55 PM Re: New Branch Audit...where to begin? TexasBankerGirl
Jokerman Offline
10K Club
Joined: Nov 2003
Posts: 12,846
You'd want to review cash procedures (teller and vault), opening and closing procedures, security, safe deposits, ATM, night drop, etc.

You should review the same items for your main office periodically, too, by the way.

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#713352 - 04/09/07 03:21 PM Re: New Branch Audit...where to begin? Jokerman
Countess Kiwi Offline
Diamond Poster
Joined: Jun 2002
Posts: 1,815
Minnesota
In addition to what J mentioned you might want to make sure the appropriate branch compliance signage is up.
_________________________
Do what you can, with what you have, where you are.
~Theodore Roosevelt~

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#713489 - 04/09/07 05:50 PM Re: New Branch Audit...where to begin? Countess Kiwi
Ready to Retire Offline
Diamond Poster
Joined: Aug 2005
Posts: 2,313
Living in the land of Oz
Don't forget travelers checks and gift cards if you sell them.

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#713723 - 04/09/07 09:31 PM Re: New Branch Audit...where to begin? Ready to Retire
txgal, CRCM Offline
Junior Member
Joined: Jul 2006
Posts: 44
Texas
If you need a branch audit program that includes all of these items, just PM me.

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