Skip to content
BOL Conferences
Thread Options Tools
#718905 - 04/19/07 07:04 PM Account disclosures
vnbtulsa Offline
New Poster
Joined: Aug 2004
Posts: 14
How long are we required to keep files on disclosure changes?

Return to Top
General Discussion
#719208 - 04/20/07 01:29 PM Re: Account disclosures vnbtulsa
Deena Offline
Power Poster
Deena
Joined: Nov 2000
Posts: 2,701
PA
Evidence of compliance with Reg DD is required to be maintained for at least two years. See 230.9(c)
_________________________
Opinions expressed are mine and not necessarily those of my employer.

Return to Top