Thread Options
#726198 - 05/03/07 05:45 PM risk assessement
FRC Offline
Junior Member
Joined: Apr 2007
Posts: 35
I hate to ask this but does anyone have a general bank wide risk assessement check list that they would be willing to share?

Return to Top
Audit
#728623 - 05/08/07 09:53 PM Re: risk assessement FRC
Aud1t0r Offline
New Poster
Joined: Oct 2006
Posts: 8
Unpaid advertisement removed.
Last edited by John Burnett; 05/10/07 11:45 AM.
Return to Top
#729497 - 05/09/07 11:08 PM Re: risk assessement Aud1t0r
FRC Offline
Junior Member
Joined: Apr 2007
Posts: 35
thank you very much

Return to Top
#729542 - 05/10/07 12:11 PM Re: risk assessement FRC
blue Offline
Platinum Poster
Joined: Jul 2005
Posts: 793
Are you referring to Internal Audit or BSA or IT or what? With a little more data, I might be able to help.

Return to Top
#739316 - 05/24/07 01:42 AM Re: risk assessement blue
FRC Offline
Junior Member
Joined: Apr 2007
Posts: 35
Sorry for the delay, I am looking for a general bank wide risk assessment.

Return to Top
#739723 - 05/24/07 05:21 PM Re: risk assessement FRC
blue Offline
Platinum Poster
Joined: Jul 2005
Posts: 793
I apologize for being dense but for what purpose? We have more than one bank wide risk assessment depending on the purpose. Can you be more specific regarding purpose? For auditing, For IT, for BSA/AML?

Return to Top
#739778 - 05/24/07 05:57 PM Re: risk assessement blue
A.B. Offline
100 Club
A.B.
Joined: Nov 2005
Posts: 165
KY
Blue - Would you mind sharing your information security or IT risk assessment with me? Thanks in advance.
_________________________
Opinions/comments are mine and not my employers.

Return to Top
#740003 - 05/24/07 08:21 PM Re: risk assessement A.B.
FRC Offline
Junior Member
Joined: Apr 2007
Posts: 35
BSA/AML and wires

Return to Top
#740286 - 05/25/07 01:46 PM Re: risk assessement FRC
blue Offline
Platinum Poster
Joined: Jul 2005
Posts: 793
Please provide your email addresses to me in a PM and I will gladly share.

Return to Top
#740664 - 05/25/07 05:07 PM Re: risk assessement blue
LinMarie Offline
100 Club
LinMarie
Joined: Nov 2001
Posts: 243
Does anyone have an internal audit risk assessment just for IT? Our examiners have requested we do one and I don't know where to start?

Return to Top
#741061 - 05/25/07 08:14 PM Re: risk assessement LinMarie
ESK Offline
New Poster
Joined: Dec 2006
Posts: 24
Washington
LinMarie, I've got a risk assessment matrix covering all areas including a section on just IT. Post or PM your e-mail address and I can forward you a copy.

Return to Top
#748834 - 06/07/07 04:30 PM Re: risk assessement ESK
Andy_Z Offline
10K Club
Andy_Z
Joined: Oct 2000
Posts: 27,355
On the Net
Conducting a Bank Wide Risk Assessment may be of interest to you if this topic is near and dear to your compliance heart.
_________________________
AndyZ CRCM
My opinions are not necessarily my employers.
R+R-R=R+R
Rules and Regs minus Relationships equals Resentment and Rebellion. John Maxwell

Return to Top

Moderator:  Andy_Z