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#775486 - 07/16/07 12:39 PM Management Interlock Audit Program
Dazed Auditor Offline
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Dazed Auditor
Joined: Apr 2005
Posts: 637
Acceptance, USA America
Does anyone have a management interlock audit program that they would be willing to share?
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#784782 - 07/27/07 06:10 PM Re: Management Interlock Audit Program Dazed Auditor
Phoenix Offline
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Phoenix
Joined: May 2003
Posts: 832
southeast
I almost wonder whether it would be good to combine any review of that regulation with a Reg. O review. The issue generally doesn't come up unless there's an application for a merger, and for both Reg. O and Reg. L the theme is adequate knowledge/disclosure of what insiders (especially directors, in the case of Reg. L) do (financially and as decision-makers) inside and outside the institution.
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