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#828468 - 10/03/07 09:05 PM BSA management review
msboo Offline
Gold Star
Joined: May 2006
Posts: 260
I've been asked to perform an independent review of management and reporting structure relative to BSA for another bank? Other than staffing adequacy and backup, what other issues should be reviewed?

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#828632 - 10/04/07 12:56 PM Re: BSA management review msboo
rlcarey Online
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rlcarey
Joined: Jul 2001
Posts: 83,371
Galveston, TX
Go the BSA/AML Examination manual and review the whole section entiitled: CORE EXAMINATION OVERVIEW AND PROCEDURES FOR ASSESSING THE BSA/AML COMPLIANCE PROGRAM
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