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#853176 - 11/13/07 08:01 AM How to prepare Procedures !
Officer Offline
New Poster
Joined: Nov 2007
Posts: 5
dear Auditors,

anyone can help with the below, i would be much grateful :

1) steps to preparing procedures for a certain department or a certain function?

2) how to prepare an effective annual compliance plan ?

3)if you can provide a compliance check list !

regards

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#853180 - 11/13/07 11:41 AM Re: How to prepare Procedures ! Officer
DeeQ Offline
10K Club
DeeQ
Joined: Dec 2002
Posts: 40,760
Turnpike Exit 10
NewO, I replied to your PM earlier. I would start by looking at your regulator's handbooks and their audit checklists to beging with.
_________________________
Get your facts first, then you can distort them as you please. - Mark Twain

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#853339 - 11/13/07 04:34 PM Re: How to prepare Procedures ! DeeQ
Milby Offline
Platinum Poster
Joined: Apr 2007
Posts: 953
Tejas
Information Mapping (www.infomap.com) offers tools and training on how to write policy/procedure once you have determined. They can't help on the compliance plan or compliance check list, but once you have those their tools for P&P creation are quite good.

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#853472 - 11/13/07 06:21 PM Re: How to prepare Procedures ! Milby
FloBear Offline
Gold Star
Joined: Aug 2007
Posts: 273
Oklahoma
Sounds like you are starting from scratch! You might consider something like Walter Kluwers, Pringle Policy and Procedure Program. It gives you Policies, Auditing Procedures and guidelines etc.

Otherwise you won't be seeing your family until sometime next summer!

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