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#876316 - 12/19/07 09:32 PM Compliance
HarleyD Offline
New Poster
Joined: Dec 2007
Posts: 2
I'm looking for a list of Reqired Compliance trainings for 2008.

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#876738 - 12/20/07 06:57 PM Re: Compliance HarleyD
petcat Offline
Junior Member
Joined: Apr 2007
Posts: 28
Tennessee
I would also be interested in the same list. Being new to compliance, I don't know exactly what training is required.

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#876924 - 12/20/07 09:34 PM Re: Compliance petcat
J2C Offline
Diamond Poster
Joined: May 2004
Posts: 1,475
Big Brother knows and that's a...
Lists are not usually published. You can typically find the requirements through your regulators handbooks (OCC for example)

We do all compliance training annually for all regs regardless of the requirements and on-going throughout the year if regs are updated and what-not.
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My opinion is mine only- not my employer's!


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#876929 - 12/20/07 09:40 PM Re: Compliance J2C
MadisonCali Offline
Power Poster
Joined: Jun 2006
Posts: 2,515
You can also do searches on the subject, and you'll find several threads discussing the requirements (or lack thereof)...
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The beatings will continue until morale improves...

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#877071 - 12/21/07 12:25 PM Re: Compliance MadisonCali
Retired DQ Offline
10K Club
Retired DQ
Joined: Dec 2002
Posts: 40,766
Turnpike Exit 10
You can start with:
BSA/AML/USAPA/OFAC
Consumer Privacy
Reg CC
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Get your facts first, then you can distort them as you please. - Mark Twain

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#877210 - 12/21/07 03:38 PM Re: Compliance Retired DQ
RR Joker Offline
10K Club
RR Joker
Joined: Nov 2002
Posts: 20,654
The Swamp
Mandatory:

Reg CC (for those exposed to this reg)
Security (Reg H)
Information Security
CIP (section 326 rules)
BSA/AML
_________________________
My opinion only. Not legal advice.

Say you'll haunt me - Stone Sour

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#877346 - 12/21/07 04:47 PM Re: Compliance RR Joker
Deena Offline
Power Poster
Deena
Joined: Nov 2000
Posts: 2,701
PA
The new ID Theft Red Flag regulation also has a mandatory training provision.
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Opinions expressed are mine and not necessarily those of my employer.

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#881005 - 01/02/08 06:39 PM Re: Compliance Deena
P*Q Offline

Power Poster
P*Q
Joined: May 2001
Posts: 8,458
Somewhere
Also good areas to train on are Fair Lending and Flood.

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