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#903170 - 02/12/08 03:56 PM Investment Securities
Reed Offline
Diamond Poster
Reed
Joined: Sep 2005
Posts: 1,251
West Coast
Does anyone have an investment securities ICQ and/or a confirmation letter to send to the safekeeping agents that they'd be willing to share?

Thanks!

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Audit
#903262 - 02/12/08 05:01 PM Re: Investment Securities Reed
A_G Offline
10K Club
Joined: Jul 2004
Posts: 18,989
The Federal Reserve exam manual has an entire section on Securities and End-User Activities, including an ICQ and exam procedures.

Sorry, can't help you with a safekeeping confirmation.
_________________________
With the lights out, it's less dangerous.

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#903358 - 02/12/08 06:19 PM Re: Investment Securities A_G
Jokerman Offline
10K Club
Joined: Nov 2003
Posts: 12,846
Your externals should be able to provide something for a letter.

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#903631 - 02/12/08 09:24 PM Re: Investment Securities Jokerman
Reed Offline
Diamond Poster
Reed
Joined: Sep 2005
Posts: 1,251
West Coast
Thanks for the suggestions. EA gave me a program, just not the accessories. I will give them a call.

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#903715 - 02/12/08 10:08 PM Re: Investment Securities Reed
IslandBank Offline
Member
Joined: Mar 2006
Posts: 50
MA, US
If you still need them, I'll share ours. Send me your email if you do.

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