Skip to content
GeoDataVision
Thread Options
#956094 - 05/08/08 04:57 PM Subpoenas & filing SARs
CantBeShocked Offline
Gold Star
Joined: Apr 2006
Posts: 260
MS
I have always been told to never mention that you've received a subpoena when filing a SAR - especially if you are filing one because you received a subpoena and your review found evidence of suspicious activity.

Is this your understanding also?
SAR include subpoena reference
single choice


Votes accepted starting: 05/08/08 04:00 PM
You must vote before you can view the results of this poll.
_________________________
]

Return to Top
BSA/AML/CIP/OFAC Forum
#956176 - 05/08/08 06:36 PM Re: Subpoenas & filing SARs CantBeShocked
rlcarey Offline
10K Club
rlcarey
Joined: Jul 2001
Posts: 79,898
Galveston, TX
Only if is a grand jury subpoena, NSL or other legal request that requires confidentiality. Otherwise, there is no problem with mentioning the subpoena in the SAR.
_________________________
The opinions expressed here should not be construed to be those of my employer: PPDocs.com

Return to Top

Moderator:  Andy_Z