Skip to content
BOL Conferences
Thread Options
#956094 - 05/08/08 04:57 PM Subpoenas & filing SARs
CantBeShocked Offline
Gold Star
Joined: Apr 2006
Posts: 260
I have always been told to never mention that you've received a subpoena when filing a SAR - especially if you are filing one because you received a subpoena and your review found evidence of suspicious activity.

Is this your understanding also?
SAR include subpoena reference
single choice

Votes accepted starting: 05/08/08 04:00 PM
You must vote before you can view the results of this poll.

Return to Top
#956176 - 05/08/08 06:36 PM Re: Subpoenas & filing SARs CantBeShocked
rlcarey Online
10K Club
Joined: Jul 2001
Posts: 83,000
Galveston, TX
Only if is a grand jury subpoena, NSL or other legal request that requires confidentiality. Otherwise, there is no problem with mentioning the subpoena in the SAR.
The opinions expressed here should not be construed to be those of my employer:

Return to Top

Moderator:  Andy_Z