I am looking for how many employees are in your compliance area? Does the number include the BSA Department or not???
I am a 700 million dollar bank and looking to get a feel for how many employees should be in the compliance area? Not including BSA. Or does anyone have any suggestions that can be used as a resource for this?
Thanks,
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#1926576 - 05/27/1403:15 PMRe: How Many People in Compliance Area??? Cedar Point Guy
biz
Diamond Poster
Joined: Nov 2005
Posts: 1,032
Midwest
$310 Bank 1 in compliance, cra, bsa, physical security, fair lending, reg o, manage internal audit, . . . and on and on. This is 1 person for all of these, not for each of these!
Do a search, there are at least 100 such threads. Without a detailed comparison of risks presented at each bank and an analysis of how you define "compliance area" this is an exercise in futility.
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