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#1853478 - 09/18/13 07:00 PM BSA Training
leo_bsayer Offline
Platinum Poster
Joined: Aug 2006
Posts: 645
We have an investment firm that works within our bank, but its employees are not employees of the bank. Does the bank have a responsibility or requirement to ensure that its employees have BSA training of any kind?

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BSA/AML/CIP/OFAC Forum
#1853771 - 09/19/13 03:35 PM Re: BSA Training leo_bsayer
leo_bsayer Offline
Platinum Poster
Joined: Aug 2006
Posts: 645
Anyone?

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#1853797 - 09/19/13 04:04 PM Re: BSA Training leo_bsayer
WonderWoman Offline
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WonderWoman
Joined: Mar 2007
Posts: 2,108
gone fishin'
We have something similar. I actually get a copy of their BSA Program (or certification of it) and keep in my files. I don't think you technically have to, it's just good practice/due diligence. Especially if you're referring customers to them.
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My opinions are my own, and not that of my employer.

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#1853813 - 09/19/13 04:29 PM Re: BSA Training leo_bsayer
leo_bsayer Offline
Platinum Poster
Joined: Aug 2006
Posts: 645
Thank you WonderWoman.

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