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#1614222 - 10/10/11 05:41 PM COMPLIANCE RISK ASSESSMENT
ComplianceGurl, CRCM Offline
Platinum Poster
Joined: Jul 2007
Posts: 500
Hello,
Would anyone be willing to share what they have for a compliance risk assessment? Anything guidance would be greatly appreciated!!

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Risk Management
#1614286 - 10/11/11 01:37 PM Re: COMPLIANCE RISK ASSESSMENT ComplianceGurl, CRCM
zitch70 Offline
Gold Star
Joined: Apr 2001
Posts: 331
Edinburg, Texas
I have an indepth compliance risk assessment that takes into consideration the inherent risk and controls of products and services offered to get to a residual risk score. This risk score is then averaged to with the average residual risk score of the laws and regulations. It is almost an enterprise risk assessment in excel. I can send the risk assessment if you send me an email address. Then we can schedule a phone meeting to discuss how it works if you need.

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#1647700 - 01/06/12 10:10 PM Re: COMPLIANCE RISK ASSESSMENT ComplianceGurl, CRCM
DCS Planning Offline
Member
Joined: Jun 2009
Posts: 74
OK
Here's a recent post on the Compliance Guru about Risk Assessments. http://ht.ly/8klXW
It's important to keep in mind that:
1. There is no single universal template for all risk assessments, and
2. A risk assessment is only one step in the risk management process…and it’s not the first step
There's positive stuff on there as well. Best wishes on your process!
_________________________
Eryn Tribble
(888) 297 - PLAN
Of course, there are some things you just can't ever see coming so always plan ahead!

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