Thread Starter: gacompliancegirl
Title: Re: Compliance Officer: Do you talk to customers?
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My duties as compliance officer do not include regular communication with customers. However, if there is an issue that is reg related or a complaint (I handle those), I do speak with customers. Now, I do help out in the lobby and upon occassion open a new account or two. But that has nothing to do with compliance - it's becuase we are a small bank and all pitch in when needed.
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