External Compliance Audit

Posted By: CSB98

External Compliance Audit - 05/05/04 05:26 PM

We are looking for a source for someone to come in and conduct a compliance audit. Any recommendations? Preferably someone in the state of Wisconsin
Posted By: chocolate

Re: External Compliance Audit - 05/05/04 06:26 PM

We use Wipfli (wipfli.com). They are very easy to work with and are willing to take the time to work with us.
Posted By: CSB98

Re: External Compliance Audit - 05/05/04 07:35 PM

That's one that I'll be contacting -- thanks for the suggestion. Any others? Senior management wants a list of possible auditors so that we don't have to rely on one company.
Posted By: chocolate

Re: External Compliance Audit - 05/05/04 07:44 PM

We've also used Jefferson Wells International. Their main office is in Milwaukee. Again, very easy people to work with.
Posted By: mrenderman

Re: External Compliance Audit - 05/10/04 08:57 PM

We use WIPFLI and Jeffersen Wells at this time.
Posted By: Kara S

Re: External Compliance Audit - 05/20/04 06:58 PM

Jefferson Wells and Thomas Compliance.

I would highly recommend Thomas Compliance. They are located in Chicago and provide a wealth of knowledge.
Jack Fisher is the Director of Operations (1-800-934-REGS).
Posted By: CSB98

Re: External Compliance Audit - 05/20/04 07:58 PM

Thanks everyone for the resources.
Posted By: Anonymous

Re: External Compliance Audit - 07/13/05 07:01 PM

You may also want to try RSM McGladrey. They have extensive compliance group and have someone based out of Minneapolis. You can contact Justin Robinson at 612-896-1824. We've been working with Justin for some time now.
Posted By: Anonymous

Re: External Compliance Audit - 07/13/05 07:02 PM

Whoops. the phone number is 612-869-1824.