Posted By: KYAuditor

CIP/BSA Audit - 09/08/04 03:35 PM

I have an audit of BSA/CIP scheduled for this month, and I am trying to locate a compliance checklist for the CIP portion of the audit. I have a copy of the FDIC exam procedures so I know what to look for. I'm looking for this information in the form of a checklist that I can include in my workpapers.

If anyone knows where I might find this, please let me know. Thank you.
Posted By: Paragon

Re: CIP/BSA Audit - 09/15/04 09:33 PM

I posted CIP "issues" here. #155765 - 01/28/04 02:27 PM

It's a start and completing the list assisted us to pass the CIP part of the BSA exam (FDIC).

Hope it helps.