Posted By: Banker
Compliance Program - 07/29/10 04:40 PM
Our bank is about to begin writing a compliance program. We are looking for a little guidance. Does anyone have a template or any guidance to help us to get started and ensure that we include everything? Any help will be greatly appreciated.
Posted By: Random
Re: Compliance Program - 07/30/10 07:04 PM
Check the compliance exam manual of your federal regualtor and it should outline what they are looking for in a compliance program.
Posted By: sjlee
Re: Compliance Program - 07/30/10 08:25 PM
ICBA has a great Comliance Working Papers CD that you can puchase and then get annual updates. It has a sample policy, checklists... covers all areas of the bank.