Reporting an Employee Theft
04/04/2005
Other than a SAR, is there any other regulation-required form to be completed or regulation required authority that must be notified when an employee theft occurs?
Bob McComas
Bio:
Bob McComas is President of BankHR, a national service provider of human resources compliance for community banks. He specializes in developing Affirmative Action Plans, salary administration plans, EEOC charge resolution, executive bonus plans for bank CEO's and training in behavioral interviewing techniques and sexual harassment. He is the creator of Bank Job Description on CD which is a compilation of over 110 fully developed job descriptions from back office to CEO in one file.
He has over 35 years experience in developing and managing human resources programs for organizations of all sizes. He holds a B.S. Organizational Behavior from the University of Texas system.
Areas of Expertise:
Human Resource Consulting
Questions Answered
Have SOX Penalties Changed?
04/04/2005
Are banks covered by amendments to the Sarbanes-Oxley act effective 11-01-2004 that are a result of the review conducted by the Federal Sentencing Commission?
HR Record Retention
03/07/2005
After an employee leaves the bank, how long must her/his personnel files be kept?
Corporate Definitions
10/04/2004
What is an S-Corporation? What is a personal corporation? What is the difference? What TIN can be used for each, SSN or EIN? Can you have an "Inc." with only one officer, who is president, vice-president, secretary and treasurer?
Privacy and Outsourcing Loan Reviews
10/04/2004
What are the privacy issues related to having a contract person providing loan analysis as opposed to a full-time employee? This person would be required to see financial statements, credit reports, and other personal information about existing customers.
Conflicts of Interest
10/04/2004
What laws and regulations govern conflicts of interest?
Paying for Loan Referrals
08/02/2004
Can we pay tellers for loan referrals on our own in-house loans?
Incentive Program for Audit/Cmpl/Loan Rvw
08/02/2004
Our bank is preparing an Incentive Compensation Program for each of their departments. What types of items should be included in the program for the employees in the Internal Audit/Compliance/Loan Review departments?
Verification of Paid Payroll Taxes
08/02/2004
Is there a way to verify if a business loan customer is paying payroll taxes?
Bank Liability for Employee Parking & Safety
06/07/2004
I recall being told that if an employer designates a particular place for it's employees to park, that the employer is responsible for the employee's safety to and from the bank to the parking lot.My employer says that their responsibility is only during the time that the employee is "clocked in" for work. So if an employee gets hit by a car on the way to the parking lot, after they have clocked out for the day, then the employer is not responsible.What is the bank's liability?