We have been talking about "managing compliance" or compliance "management" for some years. Those of us who do it - who manage compliance - know what it is.
Question: Customers are asking our bank to refinance their loans with us at rates below what we generally offer.
Question: One of the reasons on our adverse action notice form is "Limited credit experience with this bank." Is this a valid reason to deny credit?
October 1,1995 was to have been a big day in the world of criminal referrals and currency transaction reporting. Simplified forms and reporting procedures were to have taken effect that day.
General Session speaker William Isaac, Chief Executive Officer & Managing Director, Secura Group, Washington, D.C...."Banks should not try to be the K-Mart of the financial industry.