Vendor Guru Q&A - Operations

Latest Operations - Control List Topics

Moratorium Official On PatAct 314(a): ntrol List To Be Discontinued

12/01/2002

After a week of anticipation, a joint Agency notice has confirmed the moratorium on Section 314(a) information sharing requests so they can consider "...a number of logistical issues and questions

Control List Issued -- Institutions Must Designate Senior Individual

01/01/2000

The bank regulatory agencies and the NCUA have just released a "Joint Agency Request Relating to Information Pertaining to the Terrorist Attacks". In it, they spell out the following:

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COMPLIANCE Q&A: Multiple control people for the same EIN?

Question: Is it possible to have different control people for different accounts with the same Employer Identification Number (EIN) or should you have the same control person for a