Most Popular Operations Content
Check washing fraudulent activity
03/24/2024
What does “check washing” mean?
Written statements and unauthorized ACH debits
03/24/2024
When can we require a customer to provide a WSUD?
Categorizing risk levels
03/24/2024
Does our current system of vendor due diligence risk ratings need to be more detailed or are we good to just have a 3-tiered risk rating category like High, Medium and Low?
BOI does it require annual reporting?
03/24/2024
Is there a requirement to annually report beneficial ownership information?
W-9s on IOLTAs
03/24/2024
Can you please advise if IOLTA sub accounts needs to have W-9 signed by the attorney's client, considering the interest goes to the state of bar association (at least here in NJ).