I am in the process of revamping the policies for our IT department. These policies include Information Security Program, Internet Usage, E-Risk, Disaster Recovery, On-Line Privacy, EDP/End User, and Electronic Banking. Do you have any suggestions on where I can get templates for these policies?
Does anyone have a good Code of Ethics Policy they are willing to share?
I am looking for an Automated Reg CC program and have not been able to find one. Do you know of any vendors that offer Reg CC automation? We currently have our tellers complete the forms manually, but we would like to automate if possible.
Could web site links put your institution at risk? The regulators think so, and the OCC, FDIC, NCUA and OTS just issued a joint press release highlighting the issue.
We are a financial institution that is planning to offer a promotion for home improvement loans. Along with the promotion we would like to have a drawing for some tools that will be displayed in our lobby. Customers who receive one of these loans will have their name in the drawing. Any laws or compliance issues that we should be concerned with?
Though we hear mostly about what crimes and solutions we face here in the United States, the battle against fraud is a worldwide one being fought with many different tools and on many forefronts.
I am looking for some sample investment policies that deal with hedging, swaps, and trust preferred securities. Any comments or suggestions?
US PATRIOT ACT - Where can I find the worksheet used for account openings when an applicant is not present and all signers are not present?