FDIC
Alma Bank - BSA/AML penalty
FirstBank Puerto Rico - flood violations penalty
Bank of Bluffs flood penalties
Peoples Bank and Trust Company penalized for telemarketing practices
Mainland Bank flood pays flood penalty
Park Bank flood penalty
Bank president pays $15K penalty
Prairie State Bank and Trust
Bank president/cashier/director to pay $15,000
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Penalties View All
$3,520
Allegiance Bank - Flood penalty
Issued by FDIC
$17,700
FirstBank Puerto Rico - flood violations penalty
Issued by FDIC
$18,812
Bank of Bluffs flood penalties
Issued by FDIC
$2,700
Mainland Bank flood pays flood penalty
Issued by FDIC
$7,850
Park Bank flood penalty
Issued by FDIC
$69,000
Adams Bank and Trust - Flood Insurance penalty
Issued by FRB
$49,000
MyBank pays $49K for flood violations
Issued by FRB
$15,000
The First State Bank of Dongola
Issued by FRB
$16,000
BoNY Mellon pays $16,000 for flood violations
Issued by FRB
$12,000
Bank of Fayette County pays flood insurance penalty
Issued by FRB
$136,000
Colonial Savings flood insurance penalty
Issued by OCC
$207,245.00
PNC Bank, NA pays for flood violations
Issued by OCC
$35,000
First Federal Savings & Loan Assn
Issued by OCC
$452,000
Citibank, N.A.
Issued by OCC
$183,920
U.S. Bank, National Association
Issued by OCC
$35,350
P2P virtual currency transmitter fined for BSA violations
Issued by FinCEN
$15 million
UBS Financial paying $15M for AML failures
$598 million
U.S. Bank NA paying $598M for BSA/AML failings
$8 million
Artichoke Joe's Casino to pay $8M BSA/AML CMP
Issued by FinCEN
$2 million
FinCEN fines Lone Star National Bank $2 million
Issued by FinCEN
$1,250,000
Alma Bank - BSA/AML penalty
Issued by FDIC
$190,000
Banamex bankers get CMPs and prohibitions
Issued by FDIC
$40,000
TSB Bank pays CMP for CTR filing violations
Issued by FDIC
$140M
Banamex USA, Century City, CA
Issued by FDIC
$4.5M
Bank of Mingo, Williamson, West Virginia
$15 million
U.S. Bancorp pays $15M for BSA/AML failures
Issued by FRB
$29 million
Mega International Commercial Bank pays $29M BSA penalty
Issued by FRB, State Agency
$41 million
Deutsche Bank AG to pay $41M penalty for AML deficiencies
Issued by FRB
2.05B
JPMorgan Chase Bank, N.A.
Written Agreement
M&T Bank Corporation and Manufacturers & Traders Trust Company
Issued by FRB
$100 million
Capital One CMP for BSA/AML deficiencies
Issued by OCC
$100,000
Former private banker banned and fined $100K for AML violations
Issued by OCC
$50,000
Gibraltar Private Bank execs get BSA CMPs
Issued by OCC
$5,000
Former Carson, CA bank director fined $5,000
Issued by OCC
$70,000
Former bank EVP/director banned and fined
Issued by OCC
$12,500,000
Bank of China NY Branch gets BSA fine
$1,300,000
Aegis Capital assessed $1.3 million for SAR filing failures
$16.5 million
FINRA fines Credit Suisse Securities $16.5M for AML faults
Issued by FINRA
$300,000
Albert Fried & Company pays for SAR failures
Issued by SEC
$17 million
Brokers to pay $17 million for AML failures
Issued by FINRA
$1,750,000
Freedom Mortgage pays $1.75M HMDA penalty
Issued by CFPB
$1,750,000
Freedom mortgage hit with HMDA penalty
Issued by CFPB
$7,519,084 restitution
Former bank exec gets 70 months and restitution order
Issued by DOJ
$871,837
MID-SHIP Group LLC settles with OFAC for $872K
Issued by OFAC
$611 million
Unicredit Banks pay $611M to settle OFAC violations
Issued by OFAC
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