Penalties
Puerto Rican IBE pays $15M for willful BSA violations
Freedom Mortgage and Realty Connect penalized for kickbacks
Regions Bank pays $2.95M for flood insurance violations
Bank of America fined $90 million by CFPB for multiple violations
OCC orders B of A to pay $60 million for OD program violations
Bank of Tioga pays $1,875 in flood insurance penalties
First Fed Bank pays $13,000 for flood insurance rules violations
Citizens Bank to pay $9M CMP for credit card servicing violations
MUFG Union Bank fined $15M for deceptive practices
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$1,875
Bank of Tioga pays $1,875 in flood insurance penalties
Issued by FDIC
$13,000
First Fed Bank pays $13,000 for flood insurance rules violations
Issued by FDIC
$9,375
Bank of New Glarus pays $9,375 flood penalty
Issued by FDIC
$2,750
Citizens Bank of the Midwest pays $2,750 flood insurance penalty
Issued by FDIC
$16,000
PeoplesBank pays $16K flood insurance penalty
Issued by FDIC
$2,945,500
Regions Bank pays $2.95M for flood insurance violations
Issued by FRB
$105,500
Deutsche Bank Trust Company Americas pays flood penalty
Issued by FRB
$41,500
Customers Bank pays $41,500 flood insurance penalty
Issued by FRB
$17,000
Easthampton Savings Bank pays $17K flood insurance penalty
Issued by FRB
$4,950
North American Banking Company pays $4,950 flood penalty
Issued by FRB
$2,614,456
PNC Bank, NA, pays $2.6M for flood insurance violations
Issued by OCC
$3,620,000
Michigan bank pays $3.6 million for flood insurance penalties
Issued by OCC
$40,500
Washington Federal pays flood penalty
Issued by OCC
$193,105.50
The Federal Savings Bank pays $193K flood penalty
Issued by OCC
$382,500
USAA FSB pays $382,500 flood insurance penalty
Issued by OCC
$15 million
Puerto Rican IBE pays $15M for willful BSA violations
Issued by FinCEN
$1,500,000
Kingdom Trust Company pays $1.5M BSA penalty
Issued by FinCEN
$5,000,000 (net)
Bittrex, Inc., fined $5M for BSA Act violations
Issued by FinCEN
$9 million
CommunityBank of Texas fined for BSA/AML violations
$100,000,000
BitMEX gets $100M CMP for BSA violations
Issued by FinCEN
$7,500,000
Bancorp Bank pays BSA/AML penalty
Issued by FDIC
$225,000
California Pacific Bank to pay BSA/AML penalty
Issued by FDIC
$1,250,000
Alma Bank - BSA/AML penalty
Issued by FDIC
$190,000
Banamex bankers get CMPs and prohibitions
Issued by FDIC
$40,000
TSB Bank pays CMP for CTR filing violations
Issued by FDIC
$55.4 million
National Bank of Pakistan pays $55.4M for AML violations
Issued by FRB, State Agency
$15 million
U.S. Bancorp pays $15M for BSA/AML failures
Issued by FRB
$29 million
Mega International Commercial Bank pays $29M BSA penalty
Issued by FRB, State Agency
$41 million
Deutsche Bank AG to pay $41M penalty for AML deficiencies
Issued by FRB
2.05B
JPMorgan Chase Bank, N.A.
$6,000,000
Sterling Bank and Trust FSB pays $6 million for failings
Issued by OCC
$9 million
CommunityBank of Texas fined for BSA/AML violations
$2,500,000
Washington Federal Bank pays $2.5M BSA/AML penalty
Issued by OCC
$39,000
NJ bank director and BSA officer pay for BSA violations
Issued by OCC
$5,000,000
First Abu Dhabi Bank USA pays BSA/AML penalty
Issued by OCC
$38 million
Interactive Brokers LLC paying $38M for BSA/AML failures
$12,500,000
Bank of China NY Branch gets BSA fine
$1,300,000
Aegis Capital assessed $1.3 million for SAR filing failures
$16.5 million
FINRA fines Credit Suisse Securities $16.5M for AML faults
Issued by FINRA
$300,000
Albert Fried & Company pays for SAR failures
Issued by SEC
$31,867.90
Emigrant Bank settles with OFAC for apparent violatons
Issued by OFAC
$1.95 million
Freedom Mortgage and Realty Connect penalized for kickbacks
Issued by CFPB
$9,000,000
Citizens Bank to pay $9M CMP for credit card servicing violations
Issued by CFPB
$635 million+
British American Tobacco pays over $635 million
$97.8 million