Penalties
Atlantic Union Bank to pay $6.2M for illegal overdraft fees
Bank of America pays $12 million for filing false HMDA data
Enova ordered to pay $15 million for illegal conduct and violating 2019 order
Citibank pays $25.9M for national origin discrimination
Range Bank pays $4K for Flood Insurance violations
Metropolitan Commercial Bank fined $29.5M for CIP and vendor risk deficiencies
Paramount Bank pays $85K for HMDA violations
TAB Bank pays $315K penalty for UDAP violations
Shinhan Bank America fined $25M by FDIC, FinCEN, and NYSDFS
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$4,000
Range Bank pays $4K for Flood Insurance violations
Issued by FDIC
$4,125
Brighton Bank pays $4,125 flood insurance penalty
Issued by FDIC
$1,875
Bank of Tioga pays $1,875 in flood insurance penalties
Issued by FDIC
$13,000
First Fed Bank pays $13,000 for flood insurance rules violations
Issued by FDIC
$9,375
Bank of New Glarus pays $9,375 flood penalty
Issued by FDIC
$2,945,500
Regions Bank pays $2.95M for flood insurance violations
Issued by FRB
$105,500
Deutsche Bank Trust Company Americas pays flood penalty
Issued by FRB
$41,500
Customers Bank pays $41,500 flood insurance penalty
Issued by FRB
$17,000
Easthampton Savings Bank pays $17K flood insurance penalty
Issued by FRB
$4,950
North American Banking Company pays $4,950 flood penalty
Issued by FRB
$2,614,456
PNC Bank, NA, pays $2.6M for flood insurance violations
Issued by OCC
$3,620,000
Michigan bank pays $3.6 million for flood insurance penalties
Issued by OCC
$40,500
Washington Federal pays flood penalty
Issued by OCC
$193,105.50
The Federal Savings Bank pays $193K flood penalty
Issued by OCC
$382,500
USAA FSB pays $382,500 flood insurance penalty
Issued by OCC
$25 million
Shinhan Bank America fined $25M by FDIC, FinCEN, and NYSDFS
Issued by FDIC, FinCEN, State Agency
$15 million
Puerto Rican IBE pays $15M for willful BSA violations
Issued by FinCEN
$1,500,000
Kingdom Trust Company pays $1.5M BSA penalty
Issued by FinCEN
$5,000,000 (net)
Bittrex, Inc., fined $5M for BSA Act violations
Issued by FinCEN
$9 million
CommunityBank of Texas fined for BSA/AML violations
$25 million
Shinhan Bank America fined $25M by FDIC, FinCEN, and NYSDFS
Issued by FDIC, FinCEN, State Agency
$7,500,000
Bancorp Bank pays BSA/AML penalty
Issued by FDIC
$225,000
California Pacific Bank to pay BSA/AML penalty
Issued by FDIC
$1,250,000
Alma Bank - BSA/AML penalty
Issued by FDIC
$190,000
Banamex bankers get CMPs and prohibitions
Issued by FDIC
$29,478,676
Metropolitan Commercial Bank fined $29.5M for CIP and vendor risk deficiencies
Issued by FRB, State Agency
$55.4 million
National Bank of Pakistan pays $55.4M for AML violations
Issued by FRB, State Agency
$15 million
U.S. Bancorp pays $15M for BSA/AML failures
Issued by FRB
$29 million
Mega International Commercial Bank pays $29M BSA penalty
Issued by FRB, State Agency
$41 million
Deutsche Bank AG to pay $41M penalty for AML deficiencies
Issued by FRB
$6,000,000
Sterling Bank and Trust FSB pays $6 million for failings
Issued by OCC
$9 million
CommunityBank of Texas fined for BSA/AML violations
$2,500,000
Washington Federal Bank pays $2.5M BSA/AML penalty
Issued by OCC
$39,000
NJ bank director and BSA officer pay for BSA violations
Issued by OCC
$5,000,000
First Abu Dhabi Bank USA pays BSA/AML penalty
Issued by OCC
$38 million
Interactive Brokers LLC paying $38M for BSA/AML failures
$12,500,000
Bank of China NY Branch gets BSA fine
$1,300,000
Aegis Capital assessed $1.3 million for SAR filing failures
$16.5 million
FINRA fines Credit Suisse Securities $16.5M for AML faults
Issued by FINRA
$300,000
Albert Fried & Company pays for SAR failures
Issued by SEC
$4,040,923
OFAC settles with Nasdaq, Inc., for $4,040,923 for apparent violations
Issued by OFAC
$85,000
Paramount Bank pays $85K for HMDA violations
Issued by FDIC
$31,867.90
Emigrant Bank settles with OFAC for apparent violations
Issued by OFAC
$1.95 million
Freedom Mortgage and Realty Connect penalized for kickbacks
Issued by CFPB
$9,000,000
Citizens Bank to pay $9M CMP for credit card servicing violations
Issued by CFPB