Penalties
Former Wells Fargo risk officer pays $1.25M CMP
Allianz settles with OFAC for $170,535
Chubb Limited settles with OFAC for $66,212
Mutual of Omaha Bank and sub pay flood penalty
HomeStreet Bank pays for RESPA violations
Former Chase banker fined for sharing OCC non-public information
California Pacific Bank to pay BSA/AML penalty
Citibank pays $30M for OREO violations
Former Morgan Stanley banker fined for sharing non-public OCC info
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Penalties View All
$16,750
Glacier Bank, Kalispell, MT
Issued by FDIC
$4,600
River Cities Bank pays $4,600 flood insurance penalty
Issued by FDIC
$15,500
Citizens Bank
Issued by FDIC
$800
American Bank of Beaver Dam pays $800 flood penalty
Issued by FDIC
$32,931
Parke Bank pays flood penalty of $22,931
Issued by FDIC
$24,500
Putnam County Bank pays flood penalty
Issued by FRB
$8,500
Virginia bank pays $8500 flood penalty
Issued by FRB
$129,108
East West Bank pays $129K flood insurance penalty
Issued by FRB
$5,500
Bank of Clarke Country pays $5.5K flood penalty
Issued by FRB
$28,000
Amboy Bank pays $28K flood insurance penalty
Issued by FRB
$17,998,510
Citibank pays $18M in Flood Act penalties
Issued by OCC
$98,415
Mutual of Omaha Bank and sub pay flood penalty
Issued by OCC
$108,796
Midsouth Bank, N.A. pays for flood insurance violations
Issued by OCC
$109,667
MUFG Union Bank pays $109,667 flood penalty
Issued by OCC
$136,000
Colonial Savings flood insurance penalty
Issued by OCC
$450,000
Former U.S. Bank official gets CMP for BSA failings
Issued by FinCEN
$35,350
P2P virtual currency transmitter fined for BSA violations
Issued by FinCEN
$15 million
UBS Financial paying $15M for AML failures
$598 million
U.S. Bank NA paying $598M for BSA/AML failings
$8 million
Artichoke Joe's Casino to pay $8M BSA/AML CMP
Issued by FinCEN
$7,500,000
Bancorp Bank pays BSA/AML penalty
Issued by FDIC
$225,000
California Pacific Bank to pay BSA/AML penalty
Issued by FDIC
$1,250,000
Alma Bank - BSA/AML penalty
Issued by FDIC
$190,000
Banamex bankers get CMPs and prohibitions
Issued by FDIC
$40,000
TSB Bank pays CMP for CTR filing violations
Issued by FDIC
$15 million
U.S. Bancorp pays $15M for BSA/AML failures
Issued by FRB
$29 million
Mega International Commercial Bank pays $29M BSA penalty
Issued by FRB, State Agency
$41 million
Deutsche Bank AG to pay $41M penalty for AML deficiencies
Issued by FRB
2.05B
JPMorgan Chase Bank, N.A.
Written Agreement
M&T Bank Corporation and Manufacturers & Traders Trust Company
Issued by FRB
$100,000
Neighborhood National Bank pays $100K for BSA/AML failings
Issued by OCC
$50,000
OCC penalizes former U.S. Bank officer
Issued by OCC
$50,000
OCC bans and fines former Rabobank attorney
Issued by OCC
$100 million
Capital One CMP for BSA/AML deficiencies
Issued by OCC
$100,000
Former private banker banned and fined $100K for AML violations
Issued by OCC
$38 million
Interactive Brokers LLC paying $38M for BSA/AML failures
$12,500,000
Bank of China NY Branch gets BSA fine
$1,300,000
Aegis Capital assessed $1.3 million for SAR filing failures
$16.5 million
FINRA fines Credit Suisse Securities $16.5M for AML faults
Issued by FINRA
$300,000
Albert Fried & Company pays for SAR failures
Issued by SEC
$583,100
Deutsche Bank Trust Company settles with OFAC
Issued by OFAC
$2,000,000
Remittance transfer providers to pay $2 million in settlement
Issued by CFPB
$80 million
Capital One hit with enforcement actions
$10,000
Bank lenders fined for sharing customer info with new employer
Issued by OCC
Prohibition order
Former South Carolina teller receives prohibition order
Issued by FDIC
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