Penalties
Chubb Limited settles with OFAC for $66,212
HomeStreet Bank pays for RESPA violations
Former Chase banker fined for sharing OCC non-public information
California Pacific Bank to pay BSA/AML penalty
Citibank pays $30M for OREO violations
Willamette Valley Bank pays $275K for violations
Former Morgan Stanley banker fined for sharing non-public OCC info
River Cities Bank pays $4,600 flood insurance penalty
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$4,600
River Cities Bank pays $4,600 flood insurance penalty
Issued by FDIC
$15,500
Citizens Bank
Issued by FDIC
$800
American Bank of Beaver Dam pays $800 flood penalty
Issued by FDIC
$32,931
Parke Bank pays flood penalty of $22,931
Issued by FDIC
$21,700
Burnet, Texas, bank pays $21,700 flood violation penalty
Issued by FDIC
$37,000
First State Bank Nebraska pays $37,000 flood penalty
Issued by FRB
$36,000
Brookline Bank pays $36,000 flood insurance penalty
Issued by FRB
$20,000
First Ipswich Bank pays $20,000 flood penalty
Issued by FRB
$69,000
Adams Bank and Trust - Flood Insurance penalty
Issued by FRB
$49,000
MyBank pays $49K for flood violations
Issued by FRB
$108,796
Midsouth Bank, N.A. pays for flood insurance violations
Issued by OCC
$109,667
MUFG Union Bank pays $109,667 flood penalty
Issued by OCC
$136,000
Colonial Savings flood insurance penalty
Issued by OCC
$207,245.00
PNC Bank, NA pays for flood violations
Issued by OCC
$35,000
First Federal Savings & Loan Assn
Issued by OCC
$35,350
P2P virtual currency transmitter fined for BSA violations
Issued by FinCEN
$15 million
UBS Financial paying $15M for AML failures
$598 million
U.S. Bank NA paying $598M for BSA/AML failings
$8 million
Artichoke Joe's Casino to pay $8M BSA/AML CMP
Issued by FinCEN
$2 million
FinCEN fines Lone Star National Bank $2 million
Issued by FinCEN
$225,000
California Pacific Bank to pay BSA/AML penalty
Issued by FDIC
$1,250,000
Alma Bank - BSA/AML penalty
Issued by FDIC
$190,000
Banamex bankers get CMPs and prohibitions
Issued by FDIC
$40,000
TSB Bank pays CMP for CTR filing violations
Issued by FDIC
$140M
Banamex USA, Century City, CA
Issued by FDIC
$15 million
U.S. Bancorp pays $15M for BSA/AML failures
Issued by FRB
$29 million
Mega International Commercial Bank pays $29M BSA penalty
Issued by FRB, State Agency
$41 million
Deutsche Bank AG to pay $41M penalty for AML deficiencies
Issued by FRB
2.05B
JPMorgan Chase Bank, N.A.
Written Agreement
M&T Bank Corporation and Manufacturers & Traders Trust Company
Issued by FRB
$50,000
OCC bans and fines former Rabobank attorney
Issued by OCC
$100 million
Capital One CMP for BSA/AML deficiencies
Issued by OCC
$100,000
Former private banker banned and fined $100K for AML violations
Issued by OCC
$50,000
Gibraltar Private Bank execs get BSA CMPs
Issued by OCC
$5,000
Former Carson, CA bank director fined $5,000
Issued by OCC
$12,500,000
Bank of China NY Branch gets BSA fine
$1,300,000
Aegis Capital assessed $1.3 million for SAR filing failures
$16.5 million
FINRA fines Credit Suisse Securities $16.5M for AML faults
Issued by FINRA
$300,000
Albert Fried & Company pays for SAR failures
Issued by SEC
$17 million
Brokers to pay $17 million for AML failures
Issued by FINRA
$170,535
Allianz settles with OFAC for $170,535
Issued by OFAC
$66,212
Chubb Limited settles with OFAC for $66,212
Issued by OFAC
$1,350,000
HomeStreet Bank pays for RESPA violations
Issued by FDIC
$35,000
Former Chase banker fined for sharing OCC non-public information
Issued by OCC
$30 million
Citibank pays $30M for OREO violations
Issued by OCC
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