Penalties
Putnam County Bank pays flood penalty
Virginia bank pays $8500 flood penalty
Neighborhood National Bank pays $100K for BSA/AML failings
Bank lenders fined for sharing customer info with new employer
East West Bank pays $129K flood insurance penalty
Short-term lenders in UDAAP settlement with CFPB
Former South Carolina teller receives prohibition order
Former CU employee gets prohibition order
Former Virginia bank president pays civil money penalty
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Penalties View All
$16,750
Glacier Bank, Kalispell, MT
Issued by FDIC
$4,600
River Cities Bank pays $4,600 flood insurance penalty
Issued by FDIC
$15,500
Citizens Bank
Issued by FDIC
$800
American Bank of Beaver Dam pays $800 flood penalty
Issued by FDIC
$32,931
Parke Bank pays flood penalty of $22,931
Issued by FDIC
$24,500
Putnam County Bank pays flood penalty
Issued by FRB
$8,500
Virginia bank pays $8500 flood penalty
Issued by FRB
$129,108
East West Bank pays $129K flood insurance penalty
Issued by FRB
$5,500
Bank of Clarke Country pays $5.5K flood penalty
Issued by FRB
$28,000
Amboy Bank pays $28K flood insurance penalty
Issued by FRB
$17,998,510
Citibank pays $18M in Flood Act penalties
Issued by OCC
$98,415
Mutual of Omaha Bank and sub pay flood penalty
Issued by OCC
$108,796
Midsouth Bank, N.A. pays for flood insurance violations
Issued by OCC
$109,667
MUFG Union Bank pays $109,667 flood penalty
Issued by OCC
$136,000
Colonial Savings flood insurance penalty
Issued by OCC
$450,000
Former U.S. Bank official gets CMP for BSA failings
Issued by FinCEN
$35,350
P2P virtual currency transmitter fined for BSA violations
Issued by FinCEN
$15 million
UBS Financial paying $15M for AML failures
$598 million
U.S. Bank NA paying $598M for BSA/AML failings
$8 million
Artichoke Joe's Casino to pay $8M BSA/AML CMP
Issued by FinCEN
$7,500,000
Bancorp Bank pays BSA/AML penalty
Issued by FDIC
$225,000
California Pacific Bank to pay BSA/AML penalty
Issued by FDIC
$1,250,000
Alma Bank - BSA/AML penalty
Issued by FDIC
$190,000
Banamex bankers get CMPs and prohibitions
Issued by FDIC
$40,000
TSB Bank pays CMP for CTR filing violations
Issued by FDIC
$15 million
U.S. Bancorp pays $15M for BSA/AML failures
Issued by FRB
$29 million
Mega International Commercial Bank pays $29M BSA penalty
Issued by FRB, State Agency
$41 million
Deutsche Bank AG to pay $41M penalty for AML deficiencies
Issued by FRB
2.05B
JPMorgan Chase Bank, N.A.
Written Agreement
M&T Bank Corporation and Manufacturers & Traders Trust Company
Issued by FRB
$100,000
Neighborhood National Bank pays $100K for BSA/AML failings
Issued by OCC
$50,000
OCC penalizes former U.S. Bank officer
Issued by OCC
$50,000
OCC bans and fines former Rabobank attorney
Issued by OCC
$100 million
Capital One CMP for BSA/AML deficiencies
Issued by OCC
$100,000
Former private banker banned and fined $100K for AML violations
Issued by OCC
$12,500,000
Bank of China NY Branch gets BSA fine
$1,300,000
Aegis Capital assessed $1.3 million for SAR filing failures
$16.5 million
FINRA fines Credit Suisse Securities $16.5M for AML faults
Issued by FINRA
$300,000
Albert Fried & Company pays for SAR failures
Issued by SEC
$17 million
Brokers to pay $17 million for AML failures
Issued by FINRA
$80 million
Capital One hit with enforcement actions
$10,000
Bank lenders fined for sharing customer info with new employer
Issued by OCC
Prohibition order
Former South Carolina teller receives prohibition order
Issued by FDIC
Prohibition order
Former CU employee gets prohibition order
Issued by NCUA
$15,000
Former Virginia bank president pays civil money penalty
Issued by FDIC
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