Skip to content

Build a Better Compliance Management System

What are the key things I should look at when researching a compliance management system?

A compliance management system vendor should help you:

  • Know the regulations that apply to your financial institution
  • Adapt to the applicable regulatory changes
  • Delegate the responsibilities for meeting regulatory requirements throughout the FI
  • Integrate the regulatory requirements into the routine process of the FI
  • Improve an issues that were uncovered and need to be corrected in a timely and transparent way

Click here and learn more about what to look for in a complete Compliance Management System.


Continuity is a leading provider of Regulation Technology (RegTech) solutions that automate compliance management for financial institutions. Continuity provides a proven way to reduce regulatory burden and mitigate compliance risk. Our solutions are designed to automate all aspects of compliance management, from interpretation of regulatory issuances through intuitive task delegation, and board reporting. Contact us at - 866.631.5556 -

First published on 05/08/2016

Banker Store View All

From training, policies, forms, and publications, to office products and occasional gifts, it’s available here:

Banker Store

hot right now

image description

Looking for effective, convenient training on a particular subject?

BOL Learning Connect offers more than 200 courses ON-DEMAND or on CD ROM from AML to Reg Z and every topic in between.

Search Topics