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Compliance Training Requirements

I work in a small bank and our compliance officer is no longer with us, is there a list of compliance training that we are required to do each year with our employees. I am getting into the compliance end of operations and need some guidence till I can get some training.

Answer by Jim Bedsole:
Bank Secrecy Act, Reg CC (Expedited Funds Availability), and Information Security regs all specifically require training be conducted. Most others do not have a specific requirement, but training becomes such a critical component of the ability to comply that it becomes necessary by default.


Answer by Mary Beth Guard
The fourth area of required training is bank security.

First published on 1/7/02

First published on 01/07/2002

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