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Dating Compliance-related Documents

Answered by: 

Question: 
Do all the compliance documents and applications need to be dated?
Answer: 

Yes, it makes proving that the delivery dates comply with the various regulatory requirements a lot easier. As a best practice, the resounding answer is yes!

First published on BankersOnline.com 9/27/10

First published on 09/27/2010

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Filed under compliance as: 

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