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Management oversight of the CMS

Question: 
How do I explain the depth of the impact of regulatory changes to Management?
Answer: 

In order to have a successful Compliance Management System, Board and Management oversight is critical. Your explanation should identify all of the relevant risks to an institution and communicate these effectively in order to aid in obtaining the support that you will need to work with business lines to implement the new regulation.

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Learn more about Brian’s webinar Change Control and your CMS

First published on 08/14/2016

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