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Phase 1 CTR Exemption Listed Company/Subsidiary

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Question: 
On a Phase I CTR exemption for a Listed Company/Listed Company Subsidiary, how can one distinguish whether the company is a true subsidiary of a listed company or should be exempted as a Phase II?
Answer: 

Look at the listed company's annual 10-K, they are required to list their subsidiaries in it.

First published on BankersOnline.com 7/11/11

First published on 07/11/2011

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