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Putting the RIGHT people on your Compliance Committee

Question: 
Why can’t the compliance Ooficer manage compliance alone and is this unique to a big or small bank environment?
Answer: 

The Compliance Officer can’t manage it alone because there is just too much to get done and with too many areas. A committee that draws on the expertise of others with special knowledge in operations, lending, marketing, IT, security and even HR is needed. The compliance organization depends on the bank’s org chart, but it isn’t a function of asset size.
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Learn more about Andy Zavoina’s webinar
Compliance Management – Program and Training

First published on 06/25/2017

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