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Record Retention for Incoming Mail

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Question: 
Are there any requirements that mandate that incoming mail must be logged prior to processing, and do the envelopes need to be retained?
Answer: 

There are no federal regulatory requirements regarding this. This would be considered part of your internal control system, and would most likely be evaluated by your internal and external auditors in conjunction with assessed levels of risk, and other mitigating controls.

First published on BankersOnline.com 2/20/06

First published on 02/20/2006

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