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Regulatory Exam Don’ts

Answered by: 

Question: 
What is a “don’t” when preparing for or during a regulatory exam?
Answer: 

Don’t be unavailable. Examiners have limited time to complete the exam engagement and often rely on key BSA staff to answer questions and obtain additional documentation to complete the exam. Any extended training or planned absence should be rescheduled.

First published on 07/18/2021

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