$8,000
United Bank of Omaha hit with FDPA penalty
Issued by FDIC
Regulations
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Banker Tools View All
A collection of useful resources for various areas of the bank which have been developed by members of the BankersOnline staff or have been created and contributed by users of the BankersOnline site.
Banker ToolsPenalties View All
$281,000
Bank of the West pays $281K flood insurance CMP
Issued by FDIC
$17,000
Heritage Bank pays $17K flood insurance penalty
Issued by FDIC
$172,500
FirstBank pays $172,500 flood insurance penalty
Issued by FDIC
$40,500
Oriental Bank pays $40,500 flood violation penalty
Issued by FDIC
$8,000
First Vision Bank pays $8K flood insurance penalty
Issued by FRB
$9,500
Yellowstone Bank pays $9,500 flood insurance penalty
Issued by FRB
$11,000
The Missouri Bank pays flood insurance penalty
Issued by FRB
$105,000
Bryn Mawr Trust Company pays flood penalty
Issued by FRB
$12,000
Farmers Bank & Trust pays $12K flood penalty
Issued by FRB
$193,105.50
The Federal Savings Bank pays $193K flood penalty
Issued by OCC
$382,500
USAA FSB pays $382,500 flood insurance penalty
Issued by OCC
$547,200
State Farm Bank FSB pays $547,200 for flood violations
Issued by OCC
$82,500
CIT Bank, NA, pays $82,500 flood penalty
Issued by OCC
$17,998,510
Citibank pays $18M in Flood Act penalties
Issued by OCC
$390,000,000
Capital One, NA, pays $390M for BSA violations
Issued by FinCEN
$60 million
Bitcoin 'mixer' fined $60M for multiple BSA violations
Issued by FinCEN
$450,000
Former U.S. Bank official gets CMP for BSA failings
Issued by FinCEN
$35,350
P2P virtual currency transmitter fined for BSA violations
Issued by FinCEN
$15 million
UBS Financial paying $15M for AML failures
$7,500,000
Bancorp Bank pays BSA/AML penalty
Issued by FDIC
$225,000
California Pacific Bank to pay BSA/AML penalty
Issued by FDIC
$1,250,000
Alma Bank - BSA/AML penalty
Issued by FDIC
$190,000
Banamex bankers get CMPs and prohibitions
Issued by FDIC
$40,000
TSB Bank pays CMP for CTR filing violations
Issued by FDIC
$15 million
U.S. Bancorp pays $15M for BSA/AML failures
Issued by FRB
$29 million
Mega International Commercial Bank pays $29M BSA penalty
Issued by FRB, State Agency
$41 million
Deutsche Bank AG to pay $41M penalty for AML deficiencies
Issued by FRB
2.05B
JPMorgan Chase Bank, N.A.
Written Agreement
M&T Bank Corporation and Manufacturers & Traders Trust Company
Issued by FRB
$39,000
NJ bank director and BSA officer pay for BSA violations
Issued by OCC
$5,000,000
First Abu Dhabi Bank USA pays BSA/AML penalty
Issued by OCC
$100,000
Neighborhood National Bank pays $100K for BSA/AML failings
Issued by OCC
$50,000
OCC penalizes former U.S. Bank officer
Issued by OCC
$50,000
OCC bans and fines former Rabobank attorney
Issued by OCC
$38 million
Interactive Brokers LLC paying $38M for BSA/AML failures
$12,500,000
Bank of China NY Branch gets BSA fine
$1,300,000
Aegis Capital assessed $1.3 million for SAR filing failures
$16.5 million
FINRA fines Credit Suisse Securities $16.5M for AML faults
Issued by FINRA
$300,000
Albert Fried & Company pays for SAR failures
Issued by SEC
$2.5M plus $9M in loan cancellations
GreenSky pays $11.9 million for unauthorized consumer loans
Issued by CFPB
$115,000,000
State Street to pay $115M in overcharge case
Issued by DOJ
$18,000
Former TX bank president fined and banned
Issued by OCC
None:
Former Wyoming bankers banned from industry
Issued by FRB
$2,175,000
Omni Financial fined $2.175M for violations of Military Lending Act, EFTA and CFPA
Issued by CFPB
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