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Park Bank pays Flood Act penalty
Issued by FDIC
Sec. 223.13 What safety and soundness requirement applies to covered transactions?
A member bank may not engage in any covered transaction, including any transaction exempt under this regulation, unless the transaction is on terms and conditions that are consistent with safe and sound banking practices.
First published on:
01/16/2014
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Banker ToolsPenalties View All
$15,375
Fortifi Bank pays $15,375 flood insurance penalty
Issued by FDIC
$18,500
Wisconsin River Bank pays $18.5K flood penalty
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$16,750
Glacier Bank, Kalispell, MT
Issued by FDIC
$4,600
River Cities Bank pays $4,600 flood insurance penalty
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$12,000
Farmers Bank & Trust pays $12K flood penalty
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$546,000
M&T Bank pays $546,000 in flood penalties
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$24,500
Putnam County Bank pays flood penalty
Issued by FRB
$8,500
Virginia bank pays $8500 flood penalty
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$129,108
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$382,500
USAA FSB pays $382,500 flood insurance penalty
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$547,200
State Farm Bank FSB pays $547,200 for flood violations
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$82,500
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$17,998,510
Citibank pays $18M in Flood Act penalties
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$98,415
Mutual of Omaha Bank and sub pay flood penalty
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$390,000,000
Capital One, NA, pays $390M for BSA violations
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$60 million
Bitcoin 'mixer' fined $60M for multiple BSA violations
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$450,000
Former U.S. Bank official gets CMP for BSA failings
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$35,350
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$15 million
UBS Financial paying $15M for AML failures
$7,500,000
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$225,000
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$1,250,000
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$190,000
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Issued by FDIC
$40,000
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$15 million
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$29 million
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$41 million
Deutsche Bank AG to pay $41M penalty for AML deficiencies
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2.05B
JPMorgan Chase Bank, N.A.
Written Agreement
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Issued by FRB
$39,000
NJ bank director and BSA officer pay for BSA violations
Issued by OCC
$5,000,000
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$100,000
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$50,000
OCC penalizes former U.S. Bank officer
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$50,000
OCC bans and fines former Rabobank attorney
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$38 million
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$12,500,000
Bank of China NY Branch gets BSA fine
$1,300,000
Aegis Capital assessed $1.3 million for SAR filing failures
$16.5 million
FINRA fines Credit Suisse Securities $16.5M for AML faults
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$300,000
Albert Fried & Company pays for SAR failures
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$2,175,000
Omni Financial fined $2.175M for violations of Military Lending Act, EFTA and CFPA
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$653,347
Saudi bank settles with OFAC
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$4,750,000
Santander Consumer USA penalized for credit reporting violations
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$750,000
Remittance transfer provider settles with CFPB
Issued by CFPB
$10,000
California CFO fined $10K for faulty Call Report data
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