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share$10,800
Southwest Capital Bank pays $10,800 flood penalty
Issued by FDIC
Part 1010 - General Provisions
Reg Letter:
1010
Issuing Agency:
Reg info:
31 CFR Part 1010 (Chapter X)Authority: 12 U.S.C. 1829b and 1951-1959; 31 U.S.C. 5311-5314, 5316-332; Title III, sec. 314, Pub. L. 107-56, 115 Stat. 307; sec. 701, Pub. L. 114-74, 129 Stat. 599
First published on:
03/06/2015
Banker Tools View All
A collection of useful resources for various areas of the bank which have been developed by members of the BankersOnline staff or have been created and contributed by users of the BankersOnline site.
Banker ToolsPenalties View All
$7,000
Bank of Holly Springs pays $7K in flood penalties
Issued by FDIC
$5,000
Sussex Bank pays $5,000 Flood Act penalty
Issued by FDIC
$10,100
Crest Savings pays flood violation penalty
Issued by FDIC
$46,800
Monroe Bank & Trust pays for flood insurance violations
Issued by FDIC
$15,000
The First State Bank of Dongola
Issued by FRB
$16,000
BoNY Mellon pays $16,000 for flood violations
Issued by FRB
$12,000
Bank of Fayette County pays flood insurance penalty
Issued by FRB
$14,000
Clear Mountain Bank pays $14,000 Flood Act penalty
Issued by FRB
$90,000
Goldmann Sachs Bank USA
Issued by FRB
$207,245.00
PNC Bank, NA pays for flood violations
Issued by OCC
$35,000
First Federal Savings & Loan Assn
Issued by OCC
$452,000
Citibank, N.A.
Issued by OCC
$183,920
U.S. Bank, National Association
Issued by OCC
$87,500
Colonial Savings, FA
Issued by OCC
$598 million
U.S. Bank NA paying $598M for BSA/AML failings
$8 million
Artichoke Joe's Casino to pay $8M BSA/AML CMP
Issued by FinCEN
$2 million
FinCEN fines Lone Star National Bank $2 million
Issued by FinCEN
$7 million
Merchants Bank of California, N.A.
$500,000
Liquidated CU hit with $500K FinCEN penalty
Issued by FinCEN
$190,000
Banamex bankers get CMPs and prohibitions
Issued by FDIC
$40,000
TSB Bank pays CMP for CTR filing violations
Issued by FDIC
$140M
Banamex USA, Century City, CA
Issued by FDIC
$4.5M
Bank of Mingo, Williamson, West Virginia
$15M
First Bank of Delaware
$15 million
U.S. Bancorp pays $15M for BSA/AML failures
Issued by FRB
$29 million
Mega International Commercial Bank pays $29M BSA penalty
Issued by FRB, State Agency
$41 million
Deutsche Bank AG to pay $41M penalty for AML deficiencies
Issued by FRB
2.05B
JPMorgan Chase Bank, N.A.
Written Agreement
M&T Bank Corporation and Manufacturers & Traders Trust Company
Issued by FRB
$100 million
Capital One CMP for BSA/AML deficiencies
Issued by OCC
$100,000
Former private banker banned and fined $100K for AML violations
Issued by OCC
$50,000
Gibraltar Private Bank execs get BSA CMPs
Issued by OCC
$5,000
Former Carson, CA bank director fined $5,000
Issued by OCC
$70,000
Former bank EVP/director banned and fined
Issued by OCC
$12,500,000
Bank of China NY Branch gets BSA fine
$1,300,000
Aegis Capital assessed $1.3 million for SAR filing failures
$16.5 million
FINRA fines Credit Suisse Securities $16.5M for AML faults
Issued by FINRA
$300,000
Albert Fried & Company pays for SAR failures
Issued by SEC
$17 million
Brokers to pay $17 million for AML failures
Issued by FINRA
$5,263,171
Chase settles OFAC allegations for $5.3 million
Issued by OFAC
$50,000
Florida banker banned and fined $50K
Issued by FDIC
$35,000
Former Kentucky banker banned and fined $35K
Issued by FDIC
$15,000
Former NJ banker banned and fined $15K
Issued by FDIC
$1.25 million
BSG Financial settles SEC charges for $1.25 million
Issued by SEC
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