$24,000
Farmers & Merchants pays for flood insurance violations
Issued by FDIC
FRB
Regulation A - Extensions of Credit by Federal Reserve Banks
Regulation D - Reserve Requirements of Depository Institutions
Regulation F - Limitations on Interbank Liabilities
Regulation G - Disclosure and Reporting of CRA-Related Agreements
Regulation H - Membership of State Banking Institutions in The Federal Reserve System
Regulation I - Issue and Cancellation of Capital Stock of Federal Reserve Banks
Regulation J - Check Collection and Funds Transfer
Regulation K - International Banking Operations
Regulation L - Management Official Interlocks
Regulation N - Relationships With Foreign Banks and Bankers
Regulation O - Loans by Member Banks to Their Executive Officers, Directors, and Principal Shareholders
Regulation R - Exceptions for Banks from the Definition of Broker in the Securities Exchange Act of 1934
Regulation S - Reimbursement for Providing Financial Records; Recordkeeping Requirements for Certain Financial Records
Regulation T - Credit by Brokers and Dealers
Regulation U - Credit by Banks and Persons other than Brokers or Dealers for the Purpose of Purchasing or Carrying Margin Stock
Regulation V - Fair Credit Reporting
Regulation W - Transactions between Member Banks and their Affiliates
Regulation X - Borrowers of Securities Credit
Regulation Y - Bank Holding Companies and Change in Bank Control
Regulation AA - Unfair or Deceptive Acts or Practices
Regulation BB - Community Reinvestment
Regulation CC - Availability of Funds and Collection of Checks
Regulation FF - Obtaining and Using Medical Information in Connection with Credit
Regulation GG - Prohibition on Funding of Unlawful Internet Gambling
Regulation II - Debit Card Interchange Fees and Routing
Regulation MM - Mutual Holding Companies
Regulation NN - Retail Foreign Exchange Transactions
Banker Tools View All
A collection of useful resources for various areas of the bank which have been developed by members of the BankersOnline staff or have been created and contributed by users of the BankersOnline site.
Banker ToolsPenalties View All
$4,000
Chillicothe State Bank pays flood insurance penalty
Issued by FDIC
$9,500
Farmers Bank & Trust pays flood insurance penalty
Issued by FDIC
$1,000
Limebank pays $1,000 flood civil money penalty
Issued by FDIC
$30,000
Reliabank Dakota pays $30K flood insurance penalty
Issued by FDIC
$11,000
Pioneer Bank pays flood insurance penalty
Issued by FRB
$11,000
Dime Community Bank pays $11K flood insurance penalty
Issued by FRB
$71,000
South Shore Bank pays $71,000 flood penalty
Issued by FRB
$26,500
Commercial Bank pays $26,500 for flood insurance violations
Issued by FRB
$8,000
First Vision Bank pays $8K flood insurance penalty
Issued by FRB
$40,500
Washington Federal pays flood penalty
Issued by OCC
$193,105.50
The Federal Savings Bank pays $193K flood penalty
Issued by OCC
$382,500
USAA FSB pays $382,500 flood insurance penalty
Issued by OCC
$547,200
State Farm Bank FSB pays $547,200 for flood violations
Issued by OCC
$82,500
CIT Bank, NA, pays $82,500 flood penalty
Issued by OCC
$100,000,000
BitMEX gets $100M CMP for BSA violations
Issued by FinCEN
$390,000,000
Capital One, NA, pays $390M for BSA violations
Issued by FinCEN
$60 million
Bitcoin 'mixer' fined $60M for multiple BSA violations
Issued by FinCEN
$450,000
Former U.S. Bank official gets CMP for BSA failings
Issued by FinCEN
$35,350
P2P virtual currency transmitter fined for BSA violations
Issued by FinCEN
$7,500,000
Bancorp Bank pays BSA/AML penalty
Issued by FDIC
$225,000
California Pacific Bank to pay BSA/AML penalty
Issued by FDIC
$1,250,000
Alma Bank - BSA/AML penalty
Issued by FDIC
$190,000
Banamex bankers get CMPs and prohibitions
Issued by FDIC
$40,000
TSB Bank pays CMP for CTR filing violations
Issued by FDIC
$15 million
U.S. Bancorp pays $15M for BSA/AML failures
Issued by FRB
$29 million
Mega International Commercial Bank pays $29M BSA penalty
Issued by FRB, State Agency
$41 million
Deutsche Bank AG to pay $41M penalty for AML deficiencies
Issued by FRB
2.05B
JPMorgan Chase Bank, N.A.
Written Agreement
M&T Bank Corporation and Manufacturers & Traders Trust Company
Issued by FRB
$2,500,000
Washington Federal Bank pays $2.5M BSA/AML penalty
Issued by OCC
$39,000
NJ bank director and BSA officer pay for BSA violations
Issued by OCC
$5,000,000
First Abu Dhabi Bank USA pays BSA/AML penalty
Issued by OCC
$100,000
Neighborhood National Bank pays $100K for BSA/AML failings
Issued by OCC
$50,000
OCC penalizes former U.S. Bank officer
Issued by OCC
$38 million
Interactive Brokers LLC paying $38M for BSA/AML failures
$12,500,000
Bank of China NY Branch gets BSA fine
$1,300,000
Aegis Capital assessed $1.3 million for SAR filing failures
$16.5 million
FINRA fines Credit Suisse Securities $16.5M for AML faults
Issued by FINRA
$300,000
Albert Fried & Company pays for SAR failures
Issued by SEC
$0.00
Former California banker gets order of restitution and prohibition
Issued by FRB
$250 million
Wells Fargo pays $250M for servicing deficiencies and C&D non compliance
Issued by OCC
$40,000
Texas banker fined and banned from industry
Issued by FDIC
$2.5M plus $9M in loan cancellations
GreenSky pays $11.9 million for unauthorized consumer loans
Issued by CFPB
$115,000,000
State Street to pay $115M in overcharge case
Issued by DOJ
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