Interviews and interrogations: What is the difference?
I have been hearing that people communicate with each other using more than speaking and body language. Is this true and do you have statistics on this subject?
What might discourage a person from talking to you in an interview?
I am the security officer of my bank. We had a problem concerning large cash shortages at one of our branches. When I asked operations to have one person sent to me at a time they refused. They told me they didn’t have time to play games because they were short staffed. I would have to go to the branch to question staff members.
While attending a class on interviews the instructor kept discussing the baseline. The instructor never defined what is a baseline?
While questioning a person we suspected of conducting an internal fraud I noticed he kept picking at his clothing. I found it to be very hard to question him as this behavior persisted.
If a financial institution discovers a crime or fraud and wants to notify law enforcement, what if anything is needed before records/documents are turned over to help with the investigation?
Question: Can BSA/AML programs satisfy Red Flags compliance?
I'm new to BankersOnline.com and also to compliance. I am trying to find some training materials relating to the USA Patriot Act that I could potentially use as a model for staff training at our bank. Can you point me in the right direction?
Update: Auditing the AML Program ? What?s New?
By Alan S. Abel, CPA, representing the American Institute of Certified Public Accountants to the Bank Secrecy Act Advisory Group